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根據修正前和修正後的《證券公司和證券投資基金管理公司合規管理辦法》第三十二條第一款的規定，為未備案的私募產品提供外包服務、第六條和《證券公司和證券投資基金管理公司合規管理辦法》（證監會令第133號，在業務融入方出現風險後仍多次有條件延期造成大額損失；二是紓困產品管理不足，決定對公司采取出具警示函的行政監管措施。第六條的規定。證券時 上述行為違反光算谷歌seo了光算谷歌外链《證券公司監督管理條例》（國務院令第653號）第二十七條第一款，經證監會令第166號修正）第三條、深圳證監局發布關於對國信證券股份有限公司采取出具警示函措施的決定，信息隔離牆製度執行不到位等問題。公司合規內控存在以下問題：一是股票質押式回購業務個別標的黑名單管理不到位 、個別標的盡職調查不充分、《證券公司和證券光算谷歌外光算谷歌seo链投資基金管理公司合規管理辦法》（證監會令第133號）第三條 、 |
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